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Brandee Kay Hewett shumway

Neuberger Berman BD LLC

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About Brandee Kay Hewett shumway

Brandee Hewett shumway is a registered representative with Neuberger Berman BD LLC. Brandee is a financial advisor with over 13 years of experience. Brandee has worked at several firms including MFS Fund Distributors, Inc., Russell Investments Financial Services, LLC and Neuberger Berman BD LLC. Brandee holds multiple industry licenses including Series 6, 7, 63, and 66 licenses and has been registered with the state of New York since 2021. Brandee has provided financial services in several states including Washington, Arizona and New York. Brandee is also a licensed financial advisor in California.

Firm Information

Brandee Hewett shumway is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brandee Hewett shumway’s Registration & Firm History

AZ

03/25/2021 - Present

Neuberger Berman BD LLC (Scottsdale AZ)

WA

02/04/2015 - 03/31/2020

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC (SEATTLE WA)

AZ

11/15/2007 - 01/30/2015

MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)

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Licenses & Designations

BOTH

Issued 06/16/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2011

Series 7 - General Securities Representative Examination

BC

Issued 11/14/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brandee Kay Hewett shumway.
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