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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brainard? Claim Your ProfileBrainard Henry Warner is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since 1987. Brainard has a combined 35+ years of experience in the financial services industry, working for various firms. Brainard holds Series 7, 8, 9, 10, 24, 63, and 65 licenses and has a strong understanding of investment products and services. Brainard's expertise allows them to provide investment consulting services to both institutional and individual clients. Brainard is committed to helping clients achieve their financial goals through personalized investment strategies and comprehensive financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
06/25/2024 - Present
Wells Fargo Clearing Services, LLC (WASHINGTON DC)
DC
03/13/2009 - 05/12/2015
RBC CAPITAL MARKETS, LLC (WASHINGTON DC)
DC
02/12/2001 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WASHINGTON DC)
DC
02/02/1994 - 10/20/2000
MID ATLANTIC INVESTOR SERVICES, INC. (WASHINGTON DC)
MD
11/21/1986 - 01/13/1994
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
IA
Issued 12/09/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 12/08/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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