Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brahm? Claim Your ProfileBrahm Pillai is a financial professional with over 15 years of experience in the industry. Brahm has a broad range of experience in the financial services industry, having worked for several prominent firms, including Citigroup Global Markets Inc., Hastings Capital Group, LLC, Keystone Global and Stonehaven, LLC. Currently, Brahm is associated with Finalis Securities LLC. Brahm has a strong educational background, holding a Series 7, Series 63, Series 24, Series 79, Series 82, Series 99, and SIE licenses. Brahm is registered in 16 states, including California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Maryland, Massachusetts, Michigan, Nevada, New Jersey, New York, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/25/2024 - Present
Finalis Securities LLC (New York NY)
NY
05/30/2023 - 04/23/2024
STONEHAVEN, LLC (NEW YORK NY)
NY
03/16/2022 - 05/10/2023
KEYSTONE GLOBAL (JERICHO NY)
NY
07/19/2010 - 01/24/2022
HASTINGS CAPITAL GROUP, LLC (NEW YORK NY)
NY
06/14/2007 - 06/30/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 08/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/30/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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