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Braelin Thornton

Northwestern Mutual Investment Services, LLC

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About Braelin Thornton

Braelin Thornton is an investment advisor representative, licensed in the state of New Jersey. Braelin Thornton has been in the industry since 2007 and has been associated with Northwestern Mutual Investment Services, LLC since 2012. The firm is based in Milwaukee, Wisconsin and has a wide range of clients, including high-net-worth individuals, corporations, and banking or thrift institutions. The firm offers a variety of financial services including investment research, referrals to other advisors, and portfolio management for individuals and pooled investment vehicles. Braelin Thornton is registered with 27 states and offers a variety of investment services including securities and investment advisory services.

Firm Information

Braelin Thornton is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Braelin Thornton’s Registration & Firm History

NY

01/02/2013 - Present

Northwestern Mutual Investment Services, LLC (Albany NY)

NY

09/29/2011 - 09/26/2012

NYLIFE SECURITIES LLC (SARATOGA SPRINGS NY)

NY

06/17/2010 - 08/25/2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALBANY NY)

NY

12/13/2007 - 02/12/2010

MERCER ALLIED COMPANY, L.P. (SARATOGA SPRINGS NY)

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Licenses & Designations

BOTH

Issued 03/03/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Braelin Thornton.
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