Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Braedon? Claim Your ProfileBraedon Heaps is a registered representative with Fidelity Brokerage Services LLC. Braedon has been in the securities industry since July 1, 2021. Braedon has passed the Series 63, Series 7TO, Series 9, Series 10 and SIE exams. Braedon is licensed to sell securities in 53 states. Braedon is currently employed at the Salt Lake City, Utah office of Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/02/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 07/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Braedon Heaps is the right advisor for you? Invested Better is here to help.
