Unclaimed
Brady Todd Westphal is a registered representative with MML Investors Services, LLC, having been with the firm since June of 1992. Brady has held various positions with the firm, including a representative for MassMutual Life Insurance Company since February of 1992. Brady has been actively registered in Missouri since September of 1999 as a Registered Representative, and has been actively registered in Texas as a Registered Representative since January of 2020. Brady has over 30 years of experience in the securities industry. Brady currently holds licenses for Series 6, 7, 26, 62, and 63, as well as the Securities Industry Essentials Examination. Brady is registered in over 30 states and also holds a license for the Uniform Investment Adviser Law Examination. Brady specializes in Asset Allocation Programs, Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MO
01/27/2020 - Present
MML Investors Services, LLC (Chesterfield MO)
IA
Issued 11/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1997
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/11/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Brady Westphal is the right advisor for you? Invested Better is here to help.