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Brady Thomas McDermott

Imperial Capital, LLC

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About Brady Thomas McDermott

Brady McDermott is a financial professional with Imperial Capital, LLC. Brady has been in the industry for over 6 months and holds the Series 63, Series 7TO, Series 79TO and SIE licenses. Brady is registered in California, Connecticut and New York.

Firm Information

Brady McDermott is currently registered with Imperial Capital, LLC. Imperial Capital, LLC is a Limited Liability Company formed in July 1997. The firm is registered in all 50 states and the District of Columbia. They have been approved for SEC registration and have two Regulatory Event disclosures and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brady McDermott’s Registration & Firm History

NY

09/25/2023 - Present

Imperial Capital, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/28/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/27/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/25/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/10/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Brady Thomas McDermott.
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