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Brady Thomas Lipp

Great Point Capital LLC

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About Brady Thomas Lipp

Brady Thomas Lipp is an active investment advisor with over 28 years of experience in the industry. Brady is currently registered with Great Point Capital LLC and is registered to conduct business in Arizona, Florida, and Minnesota. Brady was previously registered with several other firms including David A. Noyes & Company, ALPS Distributors, Inc., Taglich Brothers, Inc., Quasar Distributors, LLC, Jesup & Lamont Securities Corp, Credit Suisse Asset Management Securities, Inc., Strong Funds Distributors, Inc., and Edward D. Jones & Co., L.P..

Firm Information

Brady Lipp is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brady Lipp’s Registration & Firm History

IL

02/20/2021 - Present

Great Point Capital LLC (CHICAGO IL)

IN

08/01/2014 - 12/14/2018

DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)

CO

03/13/2014 - 08/04/2014

ALPS DISTRIBUTORS, INC. (DENVER CO)

NY

08/21/2012 - 09/13/2013

TAGLICH BROTHERS, INC. (COLD SPRING HARBOR NY)

ME

11/13/2008 - 10/04/2010

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

NY

12/04/2006 - 04/30/2008

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

NY

03/07/2005 - 05/10/2005

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

NY

11/07/1994 - 03/18/2003

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

WI

10/01/1987 - 09/27/1994

STRONG FUNDS DISTRIBUTORS, INC. (MENOMONEE FALLS WI)

NA

04/24/1985 - 08/08/1987

EDWARD D. JONES & CO., L.P.

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Licenses & Designations

BC

Issued 02/17/2009

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/05/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Brady Thomas Lipp.
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