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Brady T Jones

Northwestern Mutual Investment Services, LLC

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About Brady T Jones

Brady T. Jones is a financial advisor with Northwestern Mutual Investment Services, LLC. Brady has over 20 years of experience in the financial services industry. Brady is a registered representative of Northwestern Mutual Investment Services, LLC and offers investment advisory services through Northwestern Mutual Investment Services, LLC. Brady holds the Series 7, 9, 10, 31, 63, and 65 licenses. Brady is also a registered principal with Northwestern Mutual Investment Services, LLC. Brady has been with Northwestern Mutual Investment Services, LLC since 2019. Previously, Brady was with Wells Fargo Advisors, LLC, Morgan Stanley, and Morgan Stanley & Co. Incorporated.

Firm Information

Brady Jones is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brady Jones’s Registration & Firm History

CO

02/12/2019 - Present

Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)

CO

02/14/2014 - 10/13/2015

WELLS FARGO ADVISORS, LLC (WOODLAND PARK CO)

CO

06/01/2009 - 02/21/2014

MORGAN STANLEY (COLORADO SPRINGS CO)

CO

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (COLORADO SPRINGS CO)

CO

04/12/1999 - 04/02/2007

MORGAN STANLEY DW INC. (COLORADO SPRINGS CO)

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Licenses & Designations

BC

Issued 05/11/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/05/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/19/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/27/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/13/2015

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 04/09/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brady T Jones.
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