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Brady S Noernberg

Lockton Investment Securities, LLC

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About Brady S Noernberg

Brady S. Noernberg is a financial advisor with Lockton Investment Securities, LLC, located in Kansas City, Missouri. Brady has been a financial professional for over 2 years. He is registered with the Securities and Exchange Commission (SEC) and holds the Series 63, Series 6TO and SIE licenses. Brady specializes in investment company products and variable contracts. He also specializes in securities industry essentials.

Firm Information

Brady Noernberg is currently registered with Lockton Investment Securities, LLC. Lockton Investment Securities, LLC is a Limited Liability Company formed in May 2016. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brady Noernberg’s Registration & Firm History

MO

08/29/2022 - Present

Lockton Investment Securities, LLC (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 12/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/15/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brady S Noernberg.
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