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Brady Morgan Smith

Osaic Institutions, Inc.

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About Brady Morgan Smith

Brady Morgan Smith is a financial advisor who has been in the industry since May 2007. Brady has a broad range of experience, having worked for companies like Wells Fargo Advisors, LLC and E*TRADE Securities LLC. Brady is currently registered with Osaic Institutions, Inc. in Richmond, VA. Brady is also licensed as a Series 7, 63 and 65 advisor.

Firm Information

Brady Smith is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Brady Smith’s Registration & Firm History

VA

08/22/2013 - Present

Osaic Institutions, Inc. (Richmond VA)

VA

06/21/2007 - 08/20/2013

WELLS FARGO ADVISORS, LLC (RICHMOND VA)

NC

05/08/2006 - 06/26/2006

E*TRADE SECURITIES LLC (CHARLOTTE NC)

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Licenses & Designations

IA

Issued 05/15/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Brady Morgan Smith. Review regulatory record here.
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