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Brady Jon Flugaur

Northwestern Mutual Investment Services, LLC

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About Brady Jon Flugaur

Brady Jon Flugaur is a financial advisor with over 25 years of experience in the industry. Brady has been with Northwestern Mutual Investment Services, LLC since 2005. Brady holds Series 63 and 65 licenses as well as Series 4, 7, 24, and 52 licenses. Brady is also registered in Wisconsin as an Investment Advisor Representative. Prior to joining Northwestern Mutual Investment Services, Brady was registered with BANC ONE SECURITIES CORPORATION, STRONG INVESTMENTS, INC., and OLDE DISCOUNT CORPORATION. Brady specializes in offering a range of financial services to individuals, including financial planning, investment research, and referrals to other advisors.

Firm Information

Brady Flugaur is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brady Flugaur’s Registration & Firm History

WI

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

IL

02/23/2004 - 01/18/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

WI

01/04/2000 - 02/17/2004

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

MI

08/20/1998 - 12/06/1999

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 08/19/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 02/15/2002

Series 4 - Registered Options Principal Examination

BC

Issued 01/30/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1998

Series 7 - General Securities Representative Examination

BC

Issued 08/06/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brady Jon Flugaur.
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