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Brady Jon Flugaur

Northwestern Mutual Investment Services, LLC

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About Brady Jon Flugaur

Brady Jon Flugaur is a financial advisor who has been in the industry since 1998. Brady is currently registered with Northwestern Mutual Investment Services, LLC, which Brady joined in 2005. Prior to that, Brady was employed by BANC ONE SECURITIES CORPORATION, STRONG INVESTMENTS, INC., and OLDE DISCOUNT CORPORATION. Brady is licensed in multiple states and holds several licenses and certifications, including Series 7, Series 24, Series 4, Series 52, Series 53, Series 63 and Series 65. Brady can provide investment research, referrals to other advisors and other services.

Firm Information

Brady Flugaur is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

ONE NORTHWESTERN MUTUAL WAY

FRANKLIN, WI 53132

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Brady Flugaur’s Registration & Firm History

WI

02/01/2005 - Present

Northwestern Mutual Investment Services, LLC (FRANKLIN WI)

IL

02/23/2004 - 01/18/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

WI

01/04/2000 - 02/17/2004

STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)

MI

08/20/1998 - 12/06/1999

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

IA

Issued 8/19/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/18/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 2/15/2002

Series 4 - Registered Options Principal Examination

BC

Issued 1/30/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1998

Series 7 - General Securities Representative Examination

BC

Issued 8/6/1998

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Brady Jon Flugaur.
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