Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brady? Claim Your ProfileBrady James Sutherland is a financial advisor who has been in the industry since November 2010. Brady is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 63, and 99TO licenses. Brady is currently affiliated with Fidelity Brokerage Services LLC in SALT LAKE CITY, UT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
11/01/2010 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 11/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/24/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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