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Brady James Muir

Nylife Securities LLC

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About Brady James Muir

Brady Muir is a financial professional with over 20 years of experience in the securities industry. Brady is currently registered with Nylife Securities LLC in San Francisco, California. Brady has previously held positions at William O'Neil Securities Incorporated, Mizuho Securities USA LLC, Guggenheim Securities, LLC, Robert W. Baird & Co. Incorporated, and Morgan Stanley & Co., Incorporated. Brady holds the Series 3, 7, 55, and 63 licenses as well as the Securities Industry Essentials (SIE) Exam.

Firm Information

Brady Muir is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Brady Muir’s Registration & Firm History

CA

11/24/2020 - Present

Nylife Securities LLC (SAN FRANCISCO CA)

CA

10/14/2019 - 07/31/2020

WILLIAM O'NEIL SECURITIES INCORPORATED (San Francisco CA)

CA

03/24/2015 - 09/04/2019

MIZUHO SECURITIES USA LLC (SAN FRANCISCO CA)

CA

08/01/2011 - 03/12/2015

GUGGENHEIM SECURITIES, LLC (SAN FRANCISCO CA)

CA

06/28/2007 - 06/17/2011

ROBERT W. BAIRD & CO. INCORPORATED (SAN FRANCISCO CA)

CA

02/16/1998 - 07/16/2007

MORGAN STANLEY & CO., INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 04/29/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/27/1998

Series 3 - National Commodity Futures Examination

BC

Issued 02/09/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Brady James Muir. Review regulatory record here.
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