Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Brady? Claim Your ProfileBrady Broussard is an investment advisor representative associated with Concourse Financial Group Securities, Inc.. Brady has been in the securities industry since 1986 and has passed several securities industry exams including Series 6, 7, 63, and 66 as well as the SIE exam. Brady Broussard has experience in providing investment advice to a variety of client types, including individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations. Brady Broussard also offers financial planning, portfolio management, and educational seminars. Brady Broussard has held past registrations with several other firms including Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, PRUCO Securities Corporation, The Prudential Insurance Company of America, Transamerica Financial Resources, Inc., Transamerica Securities Sales Corporation, and SMA Equities, Inc. Brady Broussard is registered with the state of Louisiana as both a Broker-Dealer and an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
08/05/2008 - Present
Concourse Financial Group Securities, Inc. (Lafayette LA)
LA
05/09/1997 - 08/01/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (LAFAYETTE LA)
IN
05/09/1997 - 04/04/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
04/08/1991 - 05/15/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/08/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
CA
04/18/1990 - 03/18/1991
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
04/18/1990 - 03/18/1991
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
MA
08/23/1984 - 10/07/1988
SMA EQUITIES, INC. (WORCESTER MA)
BOTH
Issued 12/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1990
Series 7 - General Securities Representative Examination
BC
Issued 08/22/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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