Unclaimed
Brady Allen Hart is an active investment advisor representative registered with Piper Sandler & Co. and holds licenses for Series 63, SIE, 50, and 52 exams. Brady has been in the financial services industry since 2011 and has prior experience with Stifel, Nicolaus & Company, Incorporated and George K. Baum & Company. Brady is also registered with the state of Kansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/23/2024 - Present
Piper Sandler & Co. (LEAWOOD KS)
MO
09/27/2019 - 07/16/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (KANSAS CITY MO)
MO
07/26/2011 - 09/27/2019
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/25/2011
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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