Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradly? Claim Your ProfileBradly Tharp is an active advisor who has been in the industry since 1992. Bradly is currently registered with LPL Financial LLC and has branch offices in Excelsior Springs, MO. Bradly has previously been registered with Avantax Investment Services, Inc., 1ST GLOBAL CAPITAL CORP., WADDELL & REED, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, MARINER FINANCIAL SERVICES, INC., BMA FINANCIAL SERVICES, INC. and MUTUAL OF OMAHA FUND MANAGEMENT COMPANY. Bradly has Series 7, Series 6, and SIE licenses and is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/13/2021 - Present
LPL Financial LLC (EXCELSIOR SPRINGS MO)
MO
10/25/2019 - 01/14/2021
AVANTAX INVESTMENT SERVICES, INC. (EXCELSIOR SPRINGS MO)
MO
04/17/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (EXCELSIOR SPRINGS MO)
MO
04/29/2002 - 04/26/2006
WADDELL & REED, INC. (EXCELSIOR SPRINGS MO)
MN
07/30/1993 - 12/13/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/30/1993 - 12/13/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
03/09/1993 - 07/30/1993
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
MO
12/05/1990 - 03/16/1991
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
NE
12/18/1989 - 12/18/1990
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
BC
Issued 12/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Bradly Tharp is the right advisor for you? Invested Better is here to help.
