Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Whelan is an investment advisor representative at Empower Advisory Group, LLC. Bradley has been in the financial industry since 2011. Bradley is registered to conduct business in Connecticut, Maine, Massachusetts, New Hampshire, Rhode Island and Vermont. Bradley has also passed the Series 6, Series 7, Series 63, Series 65 and SIE exams. Bradley holds registrations with FINRA, the state of Rhode Island, and has been registered with Empower Advisory Group, LLC, since 2020. Previously, Bradley worked for Principal Securities, Inc., and John Hancock Distributors LLC. Bradley specializes in investment advisory services, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/08/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MA
12/10/2014 - 03/12/2020
PRINCIPAL SECURITIES, INC. (WALTHAM MA)
MA
11/27/2012 - 11/14/2014
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
04/22/2011 - 11/13/2012
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
IA
Issued 02/11/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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