Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Norton is a financial advisor with Principal Securities, Inc., based in DES MOINES, IA. Bradley has been working in the financial industry since 2007. Bradley has a strong background in securities and investment products, holding Series 6, 7, 26, 63, and 66 licenses. Bradley has experience with various investment products and services, including financial planning, portfolio management for individuals, and pension consulting. Prior to joining Principal Securities, Inc., Bradley worked for several other firms including TRANSAMERICA INVESTORS SECURITIES CORPORATION and TRANSAMERICA FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
02/27/2024 - Present
Principal Securities, Inc. (DES MOINES IA)
MN
01/02/2014 - 03/21/2023
TRANSAMERICA INVESTORS SECURITIES CORPORATION (ST. PAUL MN)
MN
06/13/2008 - 12/31/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PAUL MN)
MN
01/24/2008 - 05/22/2008
UVEST FINANCIAL SERVICES GROUP, INC. (MINNEAPOLIS MN)
MN
11/28/2006 - 02/05/2008
IFMG SECURITIES, INC. (MINNEAPOLIS MN)
MN
02/23/2006 - 12/31/2006
TCF INVESTMENTS, INC. (BLAINE MN)
BOTH
Issued 09/24/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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