Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Livingston is an active financial advisor currently registered with Osaic Wealth, Inc. in The Woodlands, Texas. Bradley has been in the industry since 1996 and previously held positions at SAGEPOINT FINANCIAL, INC., WELLS FARGO CLEARING SERVICES, LLC, CITIGROUP GLOBAL MARKETS INC., CAPITAL GUARDIAN, LLC, LAIDLAW & COMPANY (UK) LTD., ADVISORS ASSET MANAGEMENT, INC., CITICORP INVESTMENT SERVICES, FINANCIAL NETWORK INVESTMENT CORPORATION, COPELAND EQUITIES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY. Bradley is a Series 7, 6, 63 and 65 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (THE WOODLANDS TX)
TX
06/04/2021 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (THE WOODLANDS TX)
TX
11/17/2017 - 06/10/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
TX
04/10/2012 - 11/09/2017
CITIGROUP GLOBAL MARKETS INC. (San Antonio TX)
TX
01/19/2011 - 04/11/2012
CAPITAL GUARDIAN, LLC (BOERNE TX)
TX
03/12/2010 - 01/25/2011
LAIDLAW & COMPANY (UK) LTD. (BOERNE TX)
TX
09/01/2006 - 03/18/2010
ADVISORS ASSET MANAGEMENT, INC. (BOERNE TX)
NY
01/22/2001 - 06/30/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
05/18/1999 - 12/18/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NJ
05/23/1997 - 05/17/1999
COPELAND EQUITIES, INC. (SOMERSET NJ)
MA
01/23/1995 - 07/03/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/23/1995 - 07/03/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 08/01/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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