Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Waller is a financial advisor with Alight Financial Solutions, LLC in CHARLOTTE, NC. Bradley has been in the financial services industry for over 10 years and has a strong track record of success. Bradley holds Series 6, 63, and 6TO licenses and has passed the Securities Industry Essentials Exam. Bradley is registered in North Carolina and Louisiana. Previously, Bradley has worked for TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, MML INVESTORS SERVICES, LLC and HORNOR, TOWNSEND & KENT, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/21/2024 - Present
Alight Financial Solutions, LLC (CHARLOTTE NC)
TX
01/25/2023 - 04/24/2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
02/11/2016 - 12/06/2018
MML INVESTORS SERVICES, LLC (DALLAS TX)
TX
10/21/2014 - 09/17/2015
HORNOR, TOWNSEND & KENT, INC. (ADDISON TX)
BC
Issued 01/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/30/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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