Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Philipps is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Bradley has been working in the financial industry since February 1, 1992. Bradley has Series 7 and Series 63 licenses and is also a registered investment advisor. Bradley has held previous positions with Prudential Securities Incorporated, Reich & Tang Distributors L.P., BV Capital Markets, Inc., and Prudential-Bache Securities Inc. Bradley specializes in providing portfolio management for individuals and businesses, as well as pension consulting. Bradley's firm has approximately $10 billion to $50 billion under management and Bradley's firm manages assets for individual clients, insurance companies, charitable organizations, high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. Bradley's firm provides advisory services including: portfolio management for individuals, portfolio management for businesses, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/18/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WHITE PLAINS NY)
NY
03/12/1994 - 09/21/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/13/1993 - 05/04/1994
REICH & TANG DISTRIBUTORS L.P. (NEW YORK NY)
NY
11/18/1991 - 10/05/1992
BV CAPITAL MARKETS, INC. (NEW YORK NY)
NY
10/25/1989 - 11/16/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 03/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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