Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Thomas Keeter is an active Registered Investment Advisor (RIA) and a Registered Representative (RR) with Wells Fargo Clearing Services, LLC. Bradley has been in the financial services industry since October 3, 1997. Bradley has passed several industry exams including Series 66, Series 65, Series 63, Series 10, Series 9, Series 24, SIE, and Series 7. Bradley is licensed in North Carolina. Bradley has previously worked at First Union Brokerage Services, Inc. and Securities Service Network, Inc. Bradley has specialized in retirement, investment, and financial planning for individuals and businesses for over 23 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/15/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
01/10/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
TN
08/14/1997 - 11/19/1999
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
BOTH
Issued 10/15/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/10/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/29/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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