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Bradley Terrence Cozzie

Lakeshore Securities, LP

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About Bradley Terrence Cozzie

Bradley Terrence Cozzie is a securities professional with over 9 years of experience in the financial services industry. Bradley is currently registered with Lakeshore Securities, LP, a firm with a focus on providing a range of investment services to clients. Bradley holds the Series 56, SIE and Series 57TO licenses and has a strong track record of success in the financial markets. Previously, Bradley was associated with Gar Wood Securities, LLC.

Firm Information

Bradley Cozzie is currently registered with Lakeshore Securities, LP. Lakeshore Securities, LP is a partnership formed in September 1982. The firm is registered with the SEC and has been involved in 13 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradley Cozzie’s Registration & Firm History

IL

02/19/2014 - Present

Lakeshore Securities, LP (Chicago IL)

IL

05/12/2011 - 07/11/2011

GAR WOOD SECURITIES, LLC (NAPERVILLE IL)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2014

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

Disclosures

There are no public disclosures for Bradley Terrence Cozzie.
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