Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Smith is a financial professional who is registered with Fidelity Brokerage Services LLC. Bradley has a variety of licenses and certifications, including Series 7, Series 9, Series 10, Series 63, and Series 99. Bradley has been in the industry since June 7, 2021. Bradley is not currently registered as an investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/08/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 06/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/14/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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