Unclaimed
Bradley Shay Scott is a financial advisor registered with Raymond James & Associates, Inc. Bradley is an active advisor with a career in the financial industry that spans over 18 years. In addition to being licensed in Illinois, Bradley has experience with a wide range of investment products. Bradley has held previous positions at Morgan Keegan & Company, Inc. and American Express Financial Advisors Inc. Bradley has been registered with Raymond James & Associates, Inc. since 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
01/02/2013 - Present
Raymond James & Associates, Inc. (Plainfield IL)
IL
12/02/2004 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (CHICAGO IL)
MN
07/27/2000 - 10/26/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/27/2000 - 10/26/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 12/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/08/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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