Unclaimed
Bradley Shawn Staton is a financial advisor at LPL Financial LLC in Henderson, KY. Bradley has been in the industry since 2006 and is registered as an Investment Advisor Representative in Kentucky. Previously, Bradley was a registered representative with Edward Jones in Henderson, KY. Bradley has a Series 7, 66, and 24 license, as well as the SIE. Bradley is registered in thirteen states: Arkansas, Illinois, Indiana, Kentucky (for both Broker-Dealer and Investment Advisor), Louisiana, Michigan, Missouri, New York, North Carolina, Ohio, Oklahoma, and Tennessee. Bradley also has a political background, having served as a City Commissioner and running for Mayor of Henderson, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
11/28/2011 - Present
LPL Financial LLC (HENDERSON KY)
KY
08/29/2006 - 11/29/2011
EDWARD JONES (HENDERSON KY)
BOTH
Issued 09/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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