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Bradley Seth Podolec

Roth Capital Partners, LLC

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About Bradley Seth Podolec

Bradley Podolec is a financial professional with over 18 years of experience in the financial services industry. Bradley is currently registered with Roth Capital Partners, LLC and is located in Stamford, Connecticut. Bradley previously worked with GHS Trading LLC and Global Hunter Securities, LLC in Costa Mesa, California. Bradley has a strong background in the financial markets, having worked with Raymond James & Associates, Inc. in New York, NY and previously with Nollenberger Capital Partners Inc. in New York, NY.

Firm Information

Bradley Podolec is currently registered with Roth Capital Partners, LLC. Roth Capital Partners, LLC is a Limited Liability Company formed on January 10, 2001. The firm provides investment advisory services, including distribution of sell-side research reports/corporate access and acting as a solicitor. They have a presence in 52 states and the District of Columbia. Roth Capital Partners, LLC primarily serves investment companies and other investment advisors, with a reported 70 clients in these categories. The firm has disclosed 16 regulatory events and 12 arbitration events.

Not reported

Assets Under Management

Not reported

Total Clients

85

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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(1) distribution of sell-side research reports/corporate access (2) solicitor

(1) distribution of sell-side research reports/corporate access (2) solicitor

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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Bradley Podolec’s Registration & Firm History

CT

09/30/2013 - Present

Roth Capital Partners, LLC (STAMFORD CT)

CA

02/15/2013 - 09/26/2013

GHS TRADING LLC (COSTA MESA CA)

CA

06/22/2012 - 09/26/2013

GLOBAL HUNTER SECURITIES, LLC (COSTA MESA CA)

CA

01/10/2008 - 06/29/2012

ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)

NY

08/15/2007 - 11/28/2007

NOLLENBERGER CAPITAL PARTNERS INC. (NEW YORK NY)

NY

02/21/2005 - 08/01/2007

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Bradley Seth Podolec.
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