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Bradley Scott Fishman

Jefferies LLC

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About Bradley Scott Fishman

Bradley Scott Fishman is a financial professional with over 30 years of experience in the securities industry. He is currently a registered representative with Jefferies LLC, and previously worked at Mizuho Securities USA Inc., Goldenberg, Hehmeyer & Co., UBS Securities Inc., and Kleinwort Benson Government Securities, Inc. Bradley has passed the Series 7, Series 72 and the Securities Industry Essentials Examination.

Firm Information

Bradley Fishman is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bradley Fishman’s Registration & Firm History

NY

01/12/2017 - Present

Jefferies LLC (NEW YORK NY)

NY

07/20/2006 - 11/05/2015

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NA

03/30/2004 - 07/25/2006

GOLDENBERG, HEHMEYER & CO. (LONDON )

NA

08/14/1989 - 12/14/1993

UBS SECURITIES INC.

NA

04/05/1988 - 01/02/1989

KLEINWORT BENSON GOVERNMENT SECURITIES, INC.

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2004

Series 72 - Government Securities Representative Examination

BC

Issued 09/16/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bradley Scott Fishman.
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