Unclaimed
Bradley Scott Fishman is a financial professional with over 30 years of experience in the securities industry. He is currently a registered representative with Jefferies LLC, and previously worked at Mizuho Securities USA Inc., Goldenberg, Hehmeyer & Co., UBS Securities Inc., and Kleinwort Benson Government Securities, Inc. Bradley has passed the Series 7, Series 72 and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/2017 - Present
Jefferies LLC (NEW YORK NY)
NY
07/20/2006 - 11/05/2015
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NA
03/30/2004 - 07/25/2006
GOLDENBERG, HEHMEYER & CO. (LONDON )
NA
08/14/1989 - 12/14/1993
UBS SECURITIES INC.
NA
04/05/1988 - 01/02/1989
KLEINWORT BENSON GOVERNMENT SECURITIES, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2004
Series 72 - Government Securities Representative Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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