Unclaimed
Bradley Scott Araki is a financial advisor with LPL Financial LLC. Bradley has been in the financial services industry since 2002. Bradley is registered with the state of Hawaii as a Registered Investment Advisor and has a Series 63, Series 65, Series 7, and SIE license. Bradley also holds the Certified Financial Planner designation. Bradley has been employed with Commonwealth Financial Network and New England Securities in the past. Bradley currently works with individuals, corporations, pension and profit-sharing plans, trusts, and estates.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
10/15/2020 - Present
LPL Financial LLC (HONOLULU HI)
HI
05/04/2007 - 10/16/2020
COMMONWEALTH FINANCIAL NETWORK (HONOLULU HI)
HI
06/20/2002 - 05/22/2007
NEW ENGLAND SECURITIES (HONOLULU HI)
IA
Issued 11/24/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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