Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Smith is a financial advisor at LPL Financial LLC, with over 3 years of experience in the industry. Bradley holds Series 7, Series 63, and Series 66 licenses, and has a strong track record of success in helping clients achieve their financial goals. Bradley is committed to providing personalized financial advice and guidance to his clients, and is dedicated to helping them build a secure financial future. Prior to joining LPL Financial LLC, Bradley worked at UBS Financial Services Inc. and Vanguard Marketing Corporation. Bradley is a graduate of North Carolina State University.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
11/15/2021 - Present
LPL Financial LLC (FORT MILL SC)
NC
01/14/2020 - 11/22/2021
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
11/07/2018 - 12/24/2019
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 02/04/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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