Unclaimed
Bradley Miller is a financial advisor with over 40 years of experience in the industry. Bradley Miller has a Series 65 (Uniform Investment Adviser Law Examination) and a Series 63 (Uniform Securities Agent State Law Examination) licenses. Bradley Miller works as a Registered Representative for Stifel, Nicolaus & Company, Inc. and is registered to provide investment advisory services in Missouri and Texas. Bradley Miller is also a registered representative in Alabama, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Illinois, Indiana, Kansas, Massachusetts, Michigan, Missouri, Nevada, North Carolina, Oklahoma, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. Bradley Miller is affiliated with B.C. Christopher Securities Co., FAHNESTOCK & CO., INC., and BACHE HALSEY STUART SHIELDS INCORPORATED. Bradley Miller has a variety of experience, including working with high net worth individuals, corporations, and other businesses. Bradley Miller is also experienced in working with pooled investment vehicles, charitable organizations, and pension and profit-sharing plans. Bradley Miller is dedicated to providing personalized financial advice to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/20/2020 - Present
Stifel, Nicolaus & Company, Inc. (COLUMBIA MO)
NY
03/23/1990 - 02/14/2000
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
08/25/1982 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
08/22/1979 - 10/22/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
IA
Issued 07/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/24/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/19/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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