Unclaimed
Bradley Swanson is a financial professional registered with the Financial Industry Regulatory Authority (FINRA). Bradley is currently associated with The Leaders Group, Inc. as an investment advisor representative and is licensed to sell investment company products and variable contracts in Colorado. Bradley passed the Securities Industry Essentials Examination (SIE) on February 20, 2024 and the Investment Company Products/Variable Contracts Representative Examination (Series 6TO) on September 4, 2024. Bradley has been active in the financial industry since September 4, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
09/04/2024 - Present
THE Leaders Group, Inc. (LITTLETON CO)
BC
Issued 09/04/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/20/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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