Unclaimed
Bradley Richard King is a financial advisor with over 20 years of experience in the industry. Bradley has been with LPL Financial LLC since 2021 and has a background in providing investment advice to a variety of clients. Prior to LPL Financial LLC, Bradley worked with BMO HARRIS FINANCIAL ADVISORS, INC., AMCORE INVESTMENT SERVICES, INC, AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY, and FORTIS INVESTORS, INC. Bradley is registered with the state of Illinois and holds a variety of licenses, including Series 7, Series 6, Series 63, Series 65, and Series 24. Bradley specializes in providing financial planning services, portfolio management, and investment advice to individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/24/2021 - Present
LPL Financial LLC (ROCKFORD IL)
IL
07/01/2010 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (NAPERVILLE IL)
IL
01/05/2006 - 09/30/2010
AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)
MN
04/15/2002 - 12/05/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/15/2002 - 12/05/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
05/30/2000 - 01/29/2001
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 12/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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