Unclaimed
Bradley Preston Williams is a financial advisor with over 20 years of experience in the industry. He is currently registered with BA Securities, LLC. Bradley has held previous roles with Legg Mason Wood Walker, Incorporated and Interstate/Johnson Lane Corporation. Bradley holds Series 7, 63, 79 and SIE licenses. His areas of expertise include investment banking and securities trading. Bradley is registered in Pennsylvania, North Carolina, Texas, and New Mexico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/14/2012 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
MD
09/12/2002 - 12/02/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NC
05/26/1995 - 12/06/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NC
05/19/1995 - 06/09/1995
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 12/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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