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Bradley Pennington Pike

MMA Securities LLC

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About Bradley Pennington Pike

Bradley Pennington Pike is an investment advisor representative registered with MMA Securities LLC and MMA Asset Management LLC. Bradley has been active in the financial industry since 2000 and previously worked with Cambridge Investment Research, Inc., Maplewood Investment Advisors, Inc., Commerce Capital Markets, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. Bradley holds the Series 7 and Series 66 licenses, and has been a Chartered Financial Analyst since 2010.

Firm Information

Bradley Pike is currently registered with MMA Securities LLC. MMA Securities LLC is a Limited Liability Company formed in February 1998. The firm, headquartered in New York, NY, provides advisory services to retirement plan participants, including pension consulting, educational seminars, and selection of other advisors. With a focus on retirement services, MMA Securities LLC serves a wide range of clients, including pension and profit-sharing plans, state or municipal government entities, and plan participants. They are registered with the SEC and hold registrations in all 50 states.
MMA Securities LLC

1166 AVENUE OF THE AMERICAS

NEW YORK, NY 10036

Not reported

Assets Under Management

6,149

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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advisory services to retirement plan participants

Advisory services to retirement plan participants

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Based on assets under advisement or per capita

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Bradley Pike’s Registration & Firm History

MA

05/28/2019 - Present

MMA Securities LLC (Boston MA)

PA

09/15/2010 - 08/18/2011

CAMBRIDGE INVESTMENT RESEARCH, INC. (PAOLI PA)

TX

05/01/2004 - 06/27/2005

MAPLEWOOD INVESTMENT ADVISORS, INC. (DALLAS TX)

PA

07/26/2000 - 05/05/2004

COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)

MN

05/18/2000 - 07/06/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/18/2000 - 07/06/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/24/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/14/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Bradley Pennington Pike.
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