Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Nauman is a financial professional who has been active in the financial industry since November 7, 2019. Bradley is currently registered as an Investment Advisor Representative with Planmember Securities Corp. in both Iowa and Illinois. He has passed the Series 63, Series 65, and Series 6TO exams. Bradley specializes in a range of financial services including portfolio management for businesses and individuals. He has experience working with high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/09/2020 - Present
Planmember Securities Corp. (CARPINTERIA CA)
IA
Issued 11/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/31/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Bradley Nauman is the right advisor for you? Invested Better is here to help.
