Unclaimed
Bradley Kaufman is a financial professional with a diverse range of experience in the financial services industry. Bradley is a registered representative with Tradestation Securities, Inc. Bradley holds a Series 3, Series 7TO, and Series 63 license, demonstrating a broad understanding of the securities and commodities markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/02/2022 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 06/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2022
Series 3 - National Commodity Futures Examination
BC
Issued 05/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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