Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Maurice Ball is a financial professional with over two decades of experience in the financial services industry. Bradley has held various positions at several reputable firms including A.G. Edwards & Sons, Inc., Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Newbridge Securities Corporation. Currently, Bradley is registered with Seaport Wealth Management and is licensed to provide investment advice in the state of California. Bradley has been a Registered Representative (Series 7) and a Registered Investment Advisor (Series 65) since 1996 and holds several other licenses including the Series 24 and Series 31. Bradley is dedicated to providing personalized investment advice and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Seaport Wealth Management (SAN DIEGO CA)
CA
06/28/2007 - 07/31/2020
NEWBRIDGE SECURITIES CORPORATION (SAN DIEGO CA)
CA
06/06/2006 - 06/28/2007
BROOKSTREET SECURITIES CORPORATION (SAN DIEGO CA)
CA
03/12/2004 - 06/06/2006
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
MO
09/03/1998 - 03/30/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/11/1996 - 08/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/15/1998 - 08/06/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 04/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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