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Bradley Lee Haupt

American Investors Co.

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About Bradley Lee Haupt

Bradley Haupt is a financial advisor with American Investors Co. Bradley has been in the industry since 1976 and has been registered with American Investors Co. since 2006. Bradley has experience in portfolio management for individuals and businesses, as well as financial planning and selection of other advisors.

Firm Information

Bradley Haupt is currently registered with American Investors Co.. American Investors Co. is a California-based corporation that has been in operation since 1973. The firm provides financial planning, portfolio management services for businesses and individuals, and selects other advisors for clients. They are registered with the SEC and in 40 states. They manage over $616 million in assets for a variety of clients including high-net-worth individuals, corporations, and charitable organizations. The firm has over 80 employees, including 20 licensed agents, 30 investment adviser representatives, and 32 registered representatives. They have been involved in 3 regulatory events and 2 arbitrations.
American Investors Co.

12667 ALCOSTA BLVD., SUITE 160

SAN RAMON, CA 94583

$616.90M

Assets Under Management

18

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bradley Haupt’s Registration & Firm History

CA

07/07/2006 - Present

American Investors Co. (PLEASANTON CA)

CA

12/09/1994 - 09/07/2005

MONTEREY BAY SECURITIES, INC. (APTOS CA)

CA

12/23/1981 - 06/16/1994

CONSOLIDATED FINANCIAL SERVICES, INC. (PLEASANTON CA)

NA

04/19/1976 - 07/26/1981

TMI EQUITIES, INC.

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Licenses & Designations

BC

Issued 05/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 04/22/1982

Series 4 - Registered Options Principal Examination

BC

Issued 03/20/1978

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/1976

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Bradley Lee Haupt. Review regulatory record here.
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