Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Lee Gummow is an investment advisor representative with Wells Fargo Clearing Services, LLC. Bradley has been in the financial services industry since 1982. Bradley holds Series 7, Series 63, and Series 65 licenses. Bradley's specializations include individual investors, corporations and businesses, pension and profit-sharing plans, insurance companies, charitable organizations, and high-net-worth individuals. Bradley has worked for several firms in the past, including Stifel, Nicolaus & Company, Incorporated, Principal Financial Securities, Inc., Hamilton Investments, Inc., Kemper Securities Group, Inc., and Blunt Ellis & Loewi Incorporated. Bradley is also a director of the Gummow Family Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/25/2012 - Present
Wells Fargo Clearing Services, LLC (ROCKFORD IL)
WI
04/09/1998 - 11/01/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BELOIT WI)
TX
09/01/1994 - 04/28/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
NA
02/01/1991 - 09/01/1994
HAMILTON INVESTMENTS, INC.
MO
09/04/1990 - 02/22/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
10/11/1988 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
10/17/1988 - 10/18/1988
DAIN BOSWORTH INCORPORATED
NA
09/30/1983 - 10/17/1988
THE MILWAUKEE COMPANY
NA
04/21/1982 - 09/28/1983
BLUNT ELLIS & LOEWI INCORPORATED
NA
03/15/1982 - 04/19/1982
BORAIKO, INC.
IA
Issued 09/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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