Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Ross is a financial advisor with over 35 years of experience in the financial services industry. Bradley is currently registered with UBS Financial Services Inc. Bradley has worked with a variety of firms throughout their career including Raymond James & Associates, Inc., Janney Montgomery Scott LLC, and Gruntal & Co., L.L.C. Bradley holds several licenses and certifications including the Series 7, Series 63, and Series 65. Bradley is dedicated to providing their clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
09/15/2023 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
FL
04/13/2006 - 12/02/2011
RAYMOND JAMES & ASSOCIATES, INC. (FT. LAUDERDALE FL)
FL
04/09/1999 - 05/10/2006
JANNEY MONTGOMERY SCOTT LLC (FT. LAUDERDALE FL)
NY
03/27/1997 - 03/17/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
CT
02/24/1995 - 04/01/1997
COBURN & MEREDITH, INC. (SIMSBURY CT)
NJ
01/24/1995 - 02/27/1995
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NA
10/03/1994 - 02/24/1995
MERIDIAN, DUNHILL & CO., INC.
NY
09/21/1992 - 10/03/1994
DUNHILL EQUITIES, INC. (GARDEN CITY NY)
NY
10/01/1990 - 09/16/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MD
02/08/1989 - 10/05/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
01/23/1985 - 02/09/1989
DEAN WITTER REYNOLDS INC.
IA
Issued 10/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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