Unclaimed
Bradley Joseph Laconte is an investment professional with over 20 years of experience in the financial services industry. Bradley has been a registered representative with Raymond James & Associates, Inc. since September 2016 and previously held positions with Deutsche Bank Securities Inc., RBC Capital Markets Corporation, and Calyon Securities (USA) Inc. Bradley's career has spanned a number of areas including investment banking and financial planning. He is also a director on the board of two companies, River Cities Technology and Tiesta Tea. Bradley is licensed to provide investment advice in Arizona, California, Colorado, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Texas, and Vermont. Bradley has a strong commitment to providing his clients with comprehensive and personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/07/2016 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
08/22/2007 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/18/2004 - 08/17/2007
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
05/29/2003 - 05/24/2004
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
11/05/1999 - 07/01/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
IA
Issued 05/01/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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