Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Duplicki is a financial advisor in Margate City, New Jersey. Bradley has been working in the financial industry since 1990. Currently, Bradley is registered with Wells Fargo Clearing Services, LLC. Bradley is also registered with the following firms: Charles Schwab & Co., Inc., TD Ameritrade, Inc., Scotrade, Inc., PNC Investments, Primevest Financial Services, Inc., Transamerica Capital, Inc., Vantage Securities, Inc., Pruco Securities Corporation, Prudential Investment Management Services LLC, Guardian Investor Services LLC, MetLife Investors Sales Company, Planco Financial Services, Inc., and Hornor, Townsend & Kent, Inc. Bradley has passed the Series 6, Series 7, Series 63, and Series 65 exams. Bradley is an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/10/2022 - Present
Wells Fargo Clearing Services, LLC (MARGATE CITY NJ)
PA
01/26/2022 - 02/01/2022
CHARLES SCHWAB & CO., INC. (Radnor PA)
PA
02/26/2018 - 02/01/2022
TD AMERITRADE, INC. (RADNOR PA)
PA
11/29/2016 - 02/26/2018
SCOTTRADE, INC. (EXTON PA)
PA
04/03/2015 - 10/28/2016
CHARLES SCHWAB & CO., INC. (PHILADELPHIA PA)
PA
11/29/2011 - 03/18/2015
PNC INVESTMENTS (GLEN MILLS PA)
PA
08/06/2009 - 11/14/2011
PRIMEVEST FINANCIAL SERVICES, INC. (BRYN MAWR PA)
CO
01/15/2008 - 07/07/2009
TRANSAMERICA CAPITAL, INC. (DENVER CO)
FL
07/07/2003 - 04/30/2007
VANTAGE SECURITIES, INC. (MIAMI FL)
NJ
12/13/2002 - 07/09/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/27/2002 - 12/13/2002
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
05/21/2001 - 01/22/2002
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
IL
06/07/1999 - 04/17/2001
METLIFE INVESTORS SALES COMPANY (OAKBROOK TERRACE IL)
CT
05/02/1997 - 01/09/1999
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
PA
09/23/1988 - 04/25/1997
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
IA
Issued 08/06/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2009
Series 7 - General Securities Representative Examination
BC
Issued 09/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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