Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley John Simenz is an investment advisor representative with UBS Financial Services Inc. Bradley has been in the industry since February 1991 and holds a Series 7, Series 63 and Series 65 license. Bradley previously worked at J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., ROBERT W. BAIRD & CO. INCORPORATED, TUCKER ANTHONY INCORPORATED, TUCKER ANTHONY CLEARY GULL, CLEARY GULL REILAND & MCDEVITT INC., FIRST SECURITIES CORPORATION, EVEREN SECURITIES, INC., and HARBOUR INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WI
11/01/2010 - Present
UBS Financial Services Inc. (Brookfield WI)
WI
10/01/2008 - 11/12/2010
J.P. MORGAN SECURITIES LLC (MILWAUKEE WI)
WI
10/11/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (MILWAUKEE WI)
WI
02/07/2000 - 09/21/2007
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
MA
11/01/1999 - 02/10/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
WI
11/27/1998 - 11/01/1999
TUCKER ANTHONY CLEARY GULL (MILWAUKEE WI)
WI
06/26/1997 - 11/27/1998
CLEARY GULL REILAND & MCDEVITT INC. (MILWAUKEE WI)
IL
05/11/1994 - 06/11/1997
FIRST SECURITIES CORPORATION (CHICAGO IL)
MO
03/05/1992 - 05/12/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
WI
01/23/1991 - 03/12/1992
HARBOUR INVESTMENTS, INC. (MADISON WI)
IA
Issued 01/10/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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