Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley Rubin is a financial advisor with over 20 years of experience in the industry. Bradley has worked with a number of prominent financial institutions, including Merrill Lynch, Citigroup Global Markets Inc., Morgan Stanley, and UBS Financial Services Inc., where he is currently registered. Bradley has expertise in various financial services, including financial planning, portfolio management, and investment advisory services. Bradley holds a Series 7, Series 31, Series 65, and Series 66 license. Bradley is registered in Florida, New Jersey, New York, Texas, California, Connecticut, Minnesota, North Carolina, Pennsylvania, Utah, and Virginia. Bradley is passionate about helping individuals achieve their financial goals and is committed to providing personalized advice and guidance to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/11/2016 - Present
UBS Financial Services Inc. (Delray Beach FL)
NY
06/01/2009 - 06/08/2016
MORGAN STANLEY (NEW YORK NY)
NY
07/11/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/16/1998 - 07/28/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/04/1998 - 12/03/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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