Unclaimed
Bradley Jay Powell is a financial advisor with Raymond James & Associates, Inc. Bradley has been in the financial industry since 1987 and has worked with various firms over the years, including Dempsey Financial Network, Inc., Prudential Annuities Distributors, Inc, and Jackson National Life Distributors, Inc. Bradley holds several licenses and certifications, including Series 7, Series 22, Series 24, Series 39 and Series 63. Bradley is registered in 16 states and is dedicated to providing sound financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/08/2011 - Present
Raymond James & Associates, Inc. (ATLANTA GA)
GA
05/04/2009 - 11/01/2011
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
GA
03/02/2006 - 03/17/2008
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (MARIETTA GA)
GA
09/04/1998 - 01/21/2006
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (ATLANTA GA)
CA
03/16/1995 - 12/31/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MA
07/28/1989 - 07/07/1994
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
NY
12/24/1987 - 07/29/1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC. (NEW YORK NY)
NA
08/18/1987 - 12/02/1987
INLAND SECURITIES CORPORATION
NA
02/19/1986 - 06/15/1987
ISFA CORPORATION
NA
04/22/1985 - 01/20/1986
MCNEIL SECURITIES CORPORATION
BC
Issued 06/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/1988
Series 24 - General Securities Principal Examination
BC
Issued 06/21/1984
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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