Unclaimed
Bradley James Walker is a financial advisor with over 20 years of experience in the industry. Bradley is currently registered with Robert W. Baird & Co. Inc. and is actively providing advisory services. He has a broad range of experience having previously worked with J.J.B. HILLIARD, W.L. LYONS, LLC, SALOMON SMITH BARNEY INC. and SUNAMERICA SECURITIES, INC. Bradley holds a Series 7, Series 63 and Series 65 license. In addition to the advisory services he provides, Bradley is also a Board Member at NOBO INC. which is a start-up medicinal cannabis holding and consulting company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Louisville KY)
KY
12/13/2001 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
NY
10/21/1998 - 12/06/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
AZ
01/09/1997 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 10/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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