Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bradley? Claim Your ProfileBradley James Surman is a financial advisor with over 15 years of experience in the industry. Bradley Surman is a Certified Financial Planner, and has been with Fidelity Personal and Workplace Advisors since 2018. Prior to joining Fidelity, Bradley Surman held positions at other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, Banc of America Investment Services, Inc., and LaSalle Financial Services, Inc. Bradley Surman is registered to provide investment advice in a number of states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Massachusetts, Michigan, Montana, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
08/11/2020 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
MI
09/22/2011 - 04/30/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MACOMB MI)
MI
11/27/2009 - 09/02/2011
MORGAN STANLEY SMITH BARNEY (FARMINGTON HILLS MI)
MI
10/23/2009 - 11/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TROY MI)
MI
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TROY MI)
MI
03/18/2008 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (TROY MI)
BOTH
Issued 01/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 12/23/2009
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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