Unclaimed
Bradley James Dykes is a financial advisor in Roseville, CA. Bradley has been in the industry since June 25, 1986. Bradley is currently registered with Farmers Financial Solutions, LLC. Prior to joining Farmers Financial Solutions, LLC Bradley worked at Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/18/2024 - Present
Farmers Financial Solutions, LLC (ROSEVILLE CA)
CA
08/23/2023 - 12/31/2023
FARMERS FINANCIAL SOLUTIONS, LLC (ROSEVILLE CA)
CA
04/20/2010 - 07/24/2023
MORGAN STANLEY (LOS GATOS CA)
CA
05/17/1996 - 08/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
NJ
12/12/1994 - 05/03/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
12/22/1983 - 03/25/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/31/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1996
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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